Due to its developed securities market and sophisticated legal system, the United States has long been well acclaimed for its legal framework of securities listing supervision. 美国是当今世界上证券市场最为发达的国家,也是当今世界上证券法律制度最为完备的国家,其证券上市监管法律制度一直是各国竞相效仿的典范。
The part one is devoted to the discussion of questions related with the legal framework in securities issue auditing. 第一部分探讨了证券发行审核法律制度的相关问题。
It also decided to get public feedback on whether ratings agencies should be subject to potential legal liability under securities law and what the possible consequences might be. 美国证交会还决定,将就信用评级机构是否应根据证券法承担潜在法律责任及其可能造成的后果,向公众征询意见。
There are two main doctrines on the legal character of securities counter-purchase: doctrine of collateral loan and doctrine of conditional sale. 证券回购交易单位是指证券交易所对回购交易双方参与回购交易委托买卖的数量规定。
Commercial Mortgage Backed Security ( CMBS) On Legal Institutions of Securities Margin Trading Business in China 商业抵押作担保的证券论我国证券融资融券业务的法律制度
Legal Protection of Securities Trading Information from the Perspective of "Yingfu Data" Dispute 从赢富数据争议谈证券交易信息的法律保护
In China, there lacks a sound legal basis for securities depository with brokerage branches. 我国证券营业部托管法律依据不健全,法律关系不明确。
Significance of civil liability is pointed out after introducing and studying three sorts of legal liability for securities frauds. 通过对证券欺诈三种法律责任的介绍及比较研究指出强调民事责任的意义。
Based on that, there is a problem that how to classify the legal relationship between securities dealer and the investor. 由此产生了投资者与证券商法律关系界定问题,我国理论界对此问题意见不一。
To understand this, we should look at China's legal system of securities brokers according to international rules. 我们应站在与国际规则接轨的高度上认识我国证券经纪人法律制度建设问题。
This article is divided into five parts to discuss the legal system of securities registration and settlement. 本文共分五部分讨论证券登记结算法律制度。
Research on Legal Liability of Securities Fraud 证券欺诈行为的法律责任
On Legal Relationship Between Securities Company and Portfolio Investors 证券公司与证券投资者的法律关系
Chapter ⅰ, Analysis of USA's legal system of securities private placement. 第一章,美国证券私募发行法律制度分析。
Chapter IV analyzes the failures in the legal system of Securities regulation and proposes corresponding advices. 第四章主要分析我国证券监管法律制度的缺陷并提出完善法制建设和逐步实现监管法治的相应对策。
This dissertation analyzes and discusses the legal aspects of securities investment fund. 本文主要研究和探讨了证券投资基金监管法律问题。
The legal system of securities in some countries regulated the criterion of list-company information disclosure so that the disclosed information could be creditable objectively and its inter valuation could be realized. 为使披露的信息客观上能为投资者所信赖、所使用,实现信息披露的内在价值,各国证券法律制度对上市公司信息披露的标准都作了规定。
This article is based on the economic and legal backgrounds of securities investment. 本文从跨国银行证券投资的经济背景和法律基础出发,首先研究了跨国银行证券投资的市场准入及待遇、信息披露问题。
The other parts are as follows: Chapter two analyzes the legal relations in securities registration and depository. 第二章概述证券登记与存管体制,厘清证券登记法律关系与证券存管法律关系的主体、内容等。
To clarify the legal relationship between securities companies and investors is beneficial to the protection of the legal rights of investors and is also necessary to establish scientific legal system of securities, to accelerate securities trade and to stabilize the order of securities market. 明确证券公司与投资者之间法律关系,有利于保护投资合法权益,是科学建立证券法律制度,加速证券交易流转和稳定证券市场秩序的需要。
Civil indemnities concerning securities crime has become a recent focus arousing heavy discussions in both legal and securities circles. 证券犯罪中的民事赔偿是近来法律界、证券界议论比较多的问题。
Historical study has mainly been applied in analyzing the evolution of USA's legal systems of securities private placement in chapter I. 历史研究方法主要运用于本文第一章对美国证券私募发行法律制度立法演变历程的分析与第二章对中国私募实践的分析中。
With the development of the construction of legal system of securities market in China, the service mechanism of securities lawyers has already taken shape. 随着我国证券市场法律建设不断发展,我国证券业律师服务机制已初步形成。
But the Chinese legal system of securities investor protection funds have strong policy and principle in practice, there are many problems. 但我国证券投资者保护基金法律制度具有很强的政策性和原则性,在实践操作中存在很多问题。
The last chapter aims to enhance the basis of the whole institution& legal nature of securities interests. 最后一章旨在夯实制度的根基&证券权益的法律性质。
The legal system of Securities Investor Protection Fund is an important component of the investor protection system, and has a significant role in protecting investors and maintaining financial stability. 证券投资者保护基金法律制度是投资者保护制度的重要组成部分,其在保护投资者、维护金融稳定等方面具有显著作用。
Mainly include a clear legal status of securities investors, the insolvency estate to maximize, etc. 从完善投资者保护法律体系着手,对证券公司破产程序提出建议,主要包括明确证券投资者法律地位、实现破产财产最大化等方面。
The rule of law provides legal securities for promoting social development and administration reformation. 行政法治为推动社会发展、行政体制改革提供法治保障。
Through the introduction of domestic and foreign legislative cases and its actual state, thus analysis of securities private offering legal problems, thus to our country legal system of securities private offering related research. 通过介绍国内外立法例及其实际状况,从而对证券私募发行法律问题进行分析,从而对我国证券私募发行相关法律制度进行研究。